1. Short
title, extent and commencement
3. Establishment
and incorporation of Board
5. Term
of office and conditions of service of Chairman and members of the Board
6. Removal
of member from office
7A. Member
not to participate in meetings in certain cases
8. Vacancies,
etc., not to invalidate proceedings of Board
9. Officers
and employees of the Board
TRANSFER
OF ASSETS, LIABILITIES, ETC., OF THE EXISTING SECURITIES AND EXCHANGE BOARD TO THE
BOARD
10. Transfer of assets, liabilities, etc., of existing Securities
and Exchange Board to the Board
11AA. Collective investment scheme
11B. Power
to issue directions
11D. Cease
and desist proceedings
12. Registration
of stock‑brokers, sub‑brokers, share transfer agents, etc.
PROHIBITION OF MANIPULATIVE AND DECEPTIVE DEVICES, INSIDER TRADING AND SUBSTANTIAL
ACQUISITION OF SECURITIES OR CONTROL
13. Grants
by the Central Government
15A. Penalty
for failure to furnish information, return, etc.
15B. Penalty
for failure by any person to enter into agreement with clients
15C. Penalty
for failure to redress investors' grievances
15D. Penalty
for certain defaults in case of mutual funds
15E. Penalty
for failure to observe rules and regulations by an asset management company
15F. Penalty
for default in case of stock‑brokers
15G Penalty
for insider trading
15H. Penalty
for non‑disclosure of acquisition of shares and takeovers
15HA. Penalty for fraudulent and unfair trade practices
15HB. Penalty for contravention where no separate penalty has been
provided
15J. Factors
to be taken into account by the Adjudicating Officer
15JA. Crediting sums realised by way of penalties to Consolidated Fund
of India
15K Establishment
of Securities Appellate Tribunals
15L. Composition
of Securities Appellate Tribunal
15M. Qualification for appointment as Presiding Officer or Member of
Securities Appellate Tribunal
15N. Tenure of office of Presiding Officer and other members of
Securities Appellate Tribunal
15‑O. Salary
and allowances and other terms and conditions of service of Presiding Officers
15R. Orders
constituting Appellate Tribunal to be final and not to invalidate its
proceedings
15S. Staff
of the Securities Appellate Tribunal
15T. Appeal
to the Securities Appellate Tribunal
15U. Procedure
and powers of the Securities Appellate Tribunal
15V. Right
to legal representation
15X. Presiding Officer, members and staff of Securities Appellate
Tribunals to be public servants
15Y. Civil
Court not to have jurisdiction
16. Power
of Central Government to issue directions
17. Power
of Central Government to supersede the Board
22. Members,
officers and employees of the Board to be public servants
23. Protection
of action taken in good faith
24A. Composition
of certain offences
25. Exemption
from tax on wealth and income
26. Cognizance
of offences by Courts
28. [OMITTED BY THE SECURITIES LAWS (AMENDMENT) ACT, 1995, W.E.F
25‑1‑1995]
31. Rules
and regulations to be laid before Parliament
32. Application
of other laws not barred
33. [Repealed
by Repealing & Amending Act, 2001]
34. Power
to remove difficulties
THE SCHEDULE [Repealed by Repealing & Amending
Act, 2001]